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Filing Details

Accession Number:: 0001615774-18-001050
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-12 16:25:52
Reporting Period:: 2018-02-08

Accepted Time:: 2018-02-12 16:25:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1719893	Mtech Acquisition Corp	MTECU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1042288	A Steven Dyke Van	C/O American Banknote Corp 560 Sylvan Ave Englewood Cliffs NJ 07632		Yes	No	Yes	No
1403062	Scott Sozio	10124 Foxhurst Court Orlando FL 32836	Director And Ceo	No	Yes	Yes	No
1719877	Mtech Sponsor Llc	10124 Foxhurst Court Orlando FL 32836		No	No	Yes	No
1729464	Ss Fl Llc	10124 Foxhurst Court Orlando FL 32836		No	No	Yes	No
1729513	Game Boy Partners Llc	10124 Foxhurst Court Orlando FL 32836		No	No	Yes	No
1729889	Drew Effron	10124 Foxhurst Court Orlando FL 32836		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-02-08	18,750	$10.00	243,750	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer.
Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor.
Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.