Filing Details
- Accession Number:
- 0001271163-18-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-12 15:44:40
- Reporting Period:
- 2017-08-30
- Accepted Time:
- 2018-02-12 15:44:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635193 | Gabelli Go Anywhere Trust | GGO.A | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2017-08-30 | 30,927 | $0.00 | 0 | No | 4 | J | Indirect | E3M, LLC |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2017-09-07 | 20,618 | $0.00 | 0 | No | 4 | J | Indirect | MJG Management LLC |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2017-11-09 | 131,956 | $43.50 | 131,956 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | E3M, LLC |
No | 4 | J | Indirect | MJG Management LLC |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Cumulative Puttable And Callable Preferred Shares | 94,845 | Indirect | E3M 2016, LLC |
Series A Cumulative Puttable And Callable Preferred Shares | 32,640 | Indirect | Associated Capital Group, Inc. |
Footnotes
- The shares being reported were transferred to multiple separate trust accounts.
- The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
- The shares being reported were transferred to a separate trust account.
- The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- The shares being reported were purchased from three separate trust accounts in a private transaction and are now directly held by the reporting person.
- E3M 2016 is a limited liability company owned entirely by Mr. Gabelli.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.