Filing Details
- Accession Number:
- 0001127602-18-005107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-12 13:11:59
- Reporting Period:
- 2018-02-09
- Accepted Time:
- 2018-02-12 13:11:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730464 | Adtalem Global Education Inc. | ATGE | Services-Educational Services (8200) | 363150143 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505374 | Susan Groenwald | 500 West Monroe 28Th Floor Chicago IL 60661 | President, Chamberlain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-09 | 5,082 | $45.25 | 34,876 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-09 | 4,316 | $45.25 | 39,192 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-09 | 4,790 | $45.25 | 34,402 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-02-09 | 11,643 | $45.25 | 46,045 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-09 | 12,084 | $45.25 | 58,129 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-09 | 9,650 | $45.25 | 67,779 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-09 | 5,318 | $45.25 | 73,097 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-09 | 38,695 | $45.25 | 34,402 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-02-09 | 5,082 | $0.00 | 5,082 | $18.60 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-02-09 | 4,316 | $0.00 | 4,316 | $28.32 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-09 | 11,643 | $0.00 | 11,643 | $18.60 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-09 | 12,084 | $0.00 | 12,084 | $28.32 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-09 | 9,650 | $0.00 | 9,650 | $26.23 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-09 | 5,318 | $0.00 | 5,318 | $23.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-29 | 2022-08-29 | No | 4 | M | Direct |
| 0 | 2014-08-21 | 2023-08-21 | No | 4 | M | Direct |
| 0 | 2013-08-29 | 2022-08-29 | No | 4 | M | Direct |
| 0 | 2014-08-21 | 2023-08-21 | No | 4 | M | Direct |
| 5,838 | 2016-08-26 | 2025-08-26 | No | 4 | M | Direct |
| 11,752 | 2017-08-25 | 2026-08-25 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.
- This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.
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