Filing Details
- Accession Number:
- 0000851520-18-000023
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-02-12 12:15:51
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-02-12 12:15:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851520 | Exponent Inc | EXPO | Services-Management Consulting Services (8742) | 770218904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1661232 | Sally Shepard | 149 Commonweath Drive Menlo Park CA 94025 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-02 | 262 | $38.52 | 262 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 35 | $0.00 | 35 | $0.00 |
Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 22 | $0.00 | 22 | $0.00 |
Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 66 | $0.00 | 66 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
107 | 2018-09-11 | 2018-09-11 | No | 5 | A | Direct |
60 | 2019-03-13 | 2019-03-13 | No | 5 | A | Direct |
115 | 2020-03-11 | 2020-03-11 | No | 5 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10 | Indirect | by Son |
Footnotes
- Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
- Reporting an ESPP purchase that was previously omitted from the 2015 Form 5 filed on 2/12/16. The reporting person's current direct holdings are 1,822 shares.
- 1-for-1.
- The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2017.
- Not applicable.