Filing Details
- Accession Number:
- 0001140361-18-006419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 19:42:18
- Reporting Period:
- 2017-10-20
- Accepted Time:
- 2018-02-09 19:42:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025362 | Golden Queen Mining Co Ltd | GQM | Metal Mining (1000) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730864 | M Paul Blythe | C/O Golden Queen Mining Co. Ltd. 2300, 1600 West Hastings Street Vancouver A1 V6E 3X2 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-11-29 | 100,000 | $0.16 | 100,000 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-11-30 | 150,000 | $0.16 | 250,000 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-01 | 201,500 | $0.16 | 451,500 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-01 | 200,000 | $0.17 | 651,500 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-04 | 150,000 | $0.17 | 801,500 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-04 | 50,000 | $0.17 | 851,500 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-04 | 48,500 | $0.18 | 900,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Acquisiton | 2017-10-20 | 150,000 | $0.00 | 150,000 | $0.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2017-10-20 | 2022-10-20 | No | 4 | A | Direct |
Footnotes
- Converted into USD using exchange rate of C$1.2853=US$1.00
- Converted into USD using exchange rate of C$1.2888=US$1.00
- Converted into USD using exchange rate of C$1.2729=US$1.00
- Converted into USD using exchange rate of C$1.2695=US$1.00
- The Canadian exercise price of $0.29 has been converted into U.S. dollars using an exchange rate of Cdn$1.2601=U$1.00.
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