Filing Details
- Accession Number:
- 0001209191-18-008990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 18:31:33
- Reporting Period:
- 2018-02-09
- Accepted Time:
- 2018-02-09 18:31:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394056 | One Stop Systems Inc | OSS | Electronic Computers (3571) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1729851 | D Steve Cooper | 2235 Enterprise Street #110 Escondido CA 92029 | President, Ceo | Yes | Yes | Yes | No |
| 1729938 | Cooper Revocable Trust Dated April 25, 2001 | 2235 Enterprise Street #110 Escondido CA 92029 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-09 | 100,000 | $5.00 | 2,888,116 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
Footnotes
- On February 9, 2018, the underwriters of One Stop Systems' initial public offering (the "IPO") partially exercised their over-allotment option to purchase 100,000 shares of common stock from the Cooper Revocable Trust, dated April 25, 2001. The transaction closed on February 9, 2018. The underwriters still have an option to purchase up to an additional 185,000 shares of common stock from the trust to cover additional over-allotments, if any.
- These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.
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