Filing Details
- Accession Number:
- 0000851520-18-000019
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 17:54:14
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-02-09 17:54:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851520 | Exponent Inc | EXPO | Services-Management Consulting Services (8742) | 770218904 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1686997 | John Pye | 149 Commonweath Drive Menlo Park CA 94025 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-31 | 24 | $56.57 | 18,391 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2017-06-30 | 30 | $55.39 | 18,421 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2017-09-29 | 19 | $70.21 | 14,840 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2017-12-29 | 24 | $67.55 | 14,864 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 28 | $0.00 | 28 | $0.00 |
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 24 | $0.00 | 24 | $0.00 |
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-12-29 | 26 | $0.00 | 26 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57 | 2018-03-14 | 2018-03-14 | No | 5 | A | Direct |
| 49 | 2019-03-13 | 2019-03-13 | No | 5 | A | Direct |
| 46 | 2020-03-11 | 2020-03-11 | No | 5 | A | Direct |
Footnotes
- Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
- 1-for-1.
- The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2017.
- Not applicable.
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