Filing Details
- Accession Number:
- 0001370755-18-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 17:02:10
- Reporting Period:
- 2018-02-09
- Accepted Time:
- 2018-02-09 17:02:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370755 | Tcp Capital Corp. | TCPC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232347 | Howard Levkowitz | C/O Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-09 | 5,000 | $14.47 | 111,657 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,582 | Indirect | Footnote |
Common Stock | 30,000 | Indirect | Footnote |
Footnotes
- Elayne Levkowitz IRA.
- As UTMA custodian for minor children.