Filing Details
- Accession Number:
- 0001179110-18-001873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 10:26:45
- Reporting Period:
- 2018-02-08
- Accepted Time:
- 2018-02-09 10:26:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217614 | Farooq M Kathwari | 25 Lake Avenue Ext. Danbury CT 06811 | Chairman, President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-08 | 4,090 | $24.37 | 1,983,493 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 340,776 | Direct | |
Common Stock | 15,364 | Direct |
Footnotes
- This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing.
- Balance reflects 37,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 10/5/17.