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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626707	Scott Davidson	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-06	11,364	$0.00	947,375	No	4	A	Direct
Common Stock	Disposition	2018-02-08	6,022	$19.19	941,353	No	4	S	Direct
Common Stock	Acquisiton	2018-02-08	250,800	$0.00	1,192,153	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,663	Indirect	Scott & Taryn Davidson Family Trust Dated 4/4/2006

Footnotes

Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.94 to $19.46 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
On February 8, 2018, the Reporting Person was granted 250,800 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. Eighty-eight percent (88%) of such RSUs shall vest and become releaseable in a series of four (4) successive 3-month installments commencing on February 15, 2019, and thereafter, the balance of the RSUs shall vest and become releaseable on February 15, 2020, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events.