Home > Insider Trading > Filing (0001209191-18-008276)

Filing Details

Accession Number:: 0001209191-18-008276
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-07 20:11:44
Reporting Period:: 2018-02-05

Accepted Time:: 2018-02-07 20:11:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1269429	W Charles Shaver	Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Disposition	2018-01-11	6,155	$0.00	522,752	No	5	G	Direct
Common Shares	Acquisiton	2018-02-05	96,444	$0.00	619,196	No	4	A	Direct
Common Shares	Acquisiton	2018-02-05	48,222	$0.00	667,418	No	4	A	Direct
Common Shares	Disposition	2018-02-05	9,860	$30.66	657,558	No	4	S	Direct
Common Shares	Disposition	2018-02-05	9,859	$30.65	647,699	No	4	S	Direct
Common Shares	Acquisiton	2018-02-05	200,000	$8.88	847,699	No	4	M	Direct
Common Shares	Disposition	2018-02-05	190,599	$30.55	657,100	No	4	S	Direct
Common Shares	Disposition	2018-02-05	9,401	$30.91	647,699	No	4	S	Direct
Common Shares	Disposition	2018-02-07	8,046	$30.60	639,653	No	4	S	Direct
Common Shares	Disposition	2018-02-07	8,045	$30.60	631,608	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option	Acquisiton	2018-02-05	183,340	$0.00	183,340	$29.81
Common Shares	Employee Stock Option	Disposition	2018-02-05	200,000	$0.00	200,000	$8.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
183,340		2028-02-04	No	4	A	Direct
1,352,287		2023-07-30	No	4	M	Direct

Footnotes

The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.05. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.04. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.86 to $30.858. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.86 to $31.06. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.04 to $30.83. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.05 to $30.86. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option vests in three equal annual installments beginning on the first anniversary of the grant date.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.