Filing Details

Accession Number:
0001209191-18-008273
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-07 20:06:29
Reporting Period:
2018-02-05
Accepted Time:
2018-02-07 20:06:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620394 M. Sean Lannon Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Vp Corp Fin & Controller, Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-02-06 848 $0.00 14,011 No 4 M Direct
Common Shares Disposition 2018-02-07 276 $30.29 13,735 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Performance Share Units Acquisiton 2018-02-05 5,199 $0.00 5,199 $0.00
Common Shares Restricted Stock Units Acquisiton 2018-02-05 2,599 $0.00 2,599 $0.00
Common Shares Employee Stock Option Acquisiton 2018-02-05 9,884 $0.00 9,884 $29.81
Common Shares Restricted Stock Units Acquisiton 2018-02-06 839 $0.00 839 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,199 No 4 A Direct
2,599 No 4 A Direct
9,884 2028-02-04 No 4 A Direct
1,705 No 4 M Direct
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
  3. Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
  4. The number of shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
  5. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
  6. This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
  7. This option vests in three equal annual installments beginning on the first anniversary of the grant date.