Filing Details
- Accession Number:
- 0001209191-18-008256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-07 19:40:23
- Reporting Period:
- 2018-02-05
- Accepted Time:
- 2018-02-07 19:40:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620391 | F. Michael Finn | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2018-02-05 | 1,080 | $30.69 | 103,788 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2018-02-05 | 15,934 | $0.00 | 119,722 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2018-02-05 | 7,967 | $0.00 | 127,689 | No | 4 | A | Direct | |
Common Shares | Disposition | 2018-02-07 | 809 | $30.38 | 126,880 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option | Acquisiton | 2018-02-05 | 30,291 | $0.00 | 30,291 | $29.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,291 | 2028-02-04 | No | 4 | A | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
- The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
- This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.35 to $30.39. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option vests in three equal annual installments beginning on the first anniversary of the grant date.