Filing Details

Accession Number:
0001209191-18-008248
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-07 19:30:29
Reporting Period:
2018-02-05
Accepted Time:
2018-02-07 19:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620396 F. Joseph Mcdougall Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Evp & Pres., Global Refinish No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2018-02-05 1,528 $30.69 101,023 No 4 S Direct
Common Shares Acquisiton 2018-02-05 21,804 $0.00 122,827 No 4 A Direct
Common Shares Acquisiton 2018-02-05 10,902 $0.00 133,729 No 4 A Direct
Common Shares Disposition 2018-02-07 1,142 $30.34 132,587 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option Acquisiton 2018-02-05 41,450 $0.00 41,450 $29.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,450 2028-02-04 No 4 A Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.68 to $30.70. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
  4. This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
  5. This option vests in three equal annual installments beginning on the first anniversary of the grant date.