Filing Details
- Accession Number:
- 0001209191-18-008121
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-02-07 16:28:38
- Reporting Period:
- 2018-02-05
- Accepted Time:
- 2018-02-07 16:28:38
- Original Submission Date:
- 2018-02-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606363 | Green Bancorp Inc. | GNBC | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229189 | D Ira Kleinman | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No | |
1362134 | Harvest Partners V, L.p. | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No | |
1587675 | Harvest Partners, Lp | Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No | |
1616279 | Michael Deflorio | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | No | No | Yes | No | |
1616281 | Thomas Arenz | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | No | No | Yes | No | |
1616282 | Hp Holding Llc F/K/A Istm Associates, Llc | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No | |
1616289 | Harvest Associates V, L.p. | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No | |
1616290 | Harvest Associates V, L.l.c. | C/O Harvest Partners, L.p. 280 Park Avenue, 25Th Floor West New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-02-05 | 1,000,000 | $23.03 | 4,005,895 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed on behalf of Harvest Partners V, L.P. ("HP V") and Harvest Strategic Associates V, L.P. ("HSA V") (collectively, the "Harvest Funds"). Harvest Associates V, L.P. is the general partner of HP V. Harvest Associates V, L.L.C. is the general partner of Harvest Associates V, L.P. and HSA V. Harvest Partners, LP provides management services for HP V and HSA V. ISTM Associates V, L.L.C. ("ISTM") is the managing member of Harvest Associates V, L.L.C. and HP Holding LLC ("HP Holding") is the general partner of Harvest Partners, LP. ISTM has four members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The four members are Stephen Eisenstein, who is a member of our Board and a Partner of Harvest Partners, LP, Ira Kleinman, Thomas Arenz and Michael DeFlorio. (continued in footnote 2)
- HP Holding has five members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The five members are Messrs Eisenstein, Kleinman, Arenz, DeFlorio and Jay Wilkins, a Partner of Harvest Partners, LP.
- In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03.
- Reflects 3,968,984 shares held by HP V and 36,911 shares held by HSA V.
- On the basis of the relationship among HP V, HA V, HA V LLC, HP, ISTM and Stephen Eisenstein, a director of Green Bancorp, Inc., HP V, HA V, HA V LLC, HP and ISTM may be considered directors by deputization.
- Each of Messrs. Eisenstein, Kleinman, Arenz, DeFlorio and Wilkins disclaims beneficial ownership of the shares of common stock owned by HP V and HSA V, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.