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Filing Details

Accession Number:: 0001179706-18-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-06 19:14:48
Reporting Period:: 2018-02-02

Accepted Time:: 2018-02-06 19:14:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1079816	C Margaret Whitman	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-02	299,628	$16.65	1,705,823	No	4	M	Direct
Common Stock	Disposition	2018-02-02	141,434	$16.65	1,564,389	No	4	F	Direct
Common Stock	Acquisiton	2018-02-02	126,690	$16.65	1,691,079	No	4	M	Direct
Common Stock	Disposition	2018-02-02	62,814	$16.65	1,628,265	No	4	F	Direct
Common Stock	Acquisiton	2018-02-02	444,593	$16.65	2,072,858	No	4	A	Direct
Common Stock	Disposition	2018-02-06	242,165	$15.27	1,830,693	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2018-02-02	299,628	$0.00	299,628	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-02-02	126,690	$0.00	126,690	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-02-02	1,508	$0.00	1,508	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-02-02	2,067	$0.00	2,067	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
0	No	4	M	Direct
301,311	No	4	A	Direct
2,067	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	66	Indirect	By Living Trust

Footnotes

On 12/07/16 the reporting person was granted performance adjusted restricted stock ("PARS") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARS vest 50% after 2 and 3 years subjects to performance, and are issued in Issuer's common stock.
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the accelerated PARs vesting on 02/02/18 in connection with reporting person's retirement.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.00 to $15.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
There is no reportable change since the last filing. This is a reiteration of holdings only.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 11/02/15 the reporting person was granted 517,598 Restricted Stock Units ("RSUs"), 172,532 of which vested on 11/02/16, 290,350 of which was to vest on 11/02/17, and 290,352 of which was to vest on 11/02/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Also included is 1,481.3878 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. On 02/02/18, 290,352 unvested RSUs in this footnote were accelerated in connection with the reporting person's retirement. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 9,276 vested dividend equivalent rights and a de minimus adjustment of 0.6122 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, 122,768 of which vested on 12/09/17, and 122,768 of which was to vest on 12/09/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Also included is 626.3673 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. On 02/02/18, 122,768 unvested RSUs in this footnote were accelerated in connection with the reporting person's retirement. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,922 vested dividend equivalent rights and a de minimus adjustment of 0.6327 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 1,507.5510 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
On 02/02/18 the reporting person was granted 2,067 RSUs, all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.