Filing Details
- Accession Number:
- 0001214659-18-000968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-06 18:09:17
- Reporting Period:
- 2018-02-02
- Accepted Time:
- 2018-02-06 18:09:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 59558 | Lincoln National Corp | LNC | Life Insurance (6311) | 351140070 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509209 | J Randal Freitag | 150 N. Radnor-Chester Road Radnor PA 19087 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-02 | 6,478 | $25.78 | 136,295 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-02 | 25,179 | $30.64 | 161,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-02 | 31,657 | $84.32 | 129,817 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-05 | 229 | $0.00 | 130,046 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-02-02 | 6,478 | $0.00 | 6,478 | $25.78 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-02-02 | 25,179 | $0.00 | 25,179 | $30.64 |
| Common Stock | Phantom Stock Units | Disposition | 2018-02-05 | 229 | $0.00 | 229 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-22 | 2020-02-22 | No | 4 | M | Direct |
| 0 | 2012-02-23 | 2022-02-23 | No | 4 | M | Direct |
| 0 | 2018-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 699 | Indirect | By 401(k) |
Footnotes
- Includes 128.18 shares acquired through dividend reinvestment since the reporting person's last report.
- The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $83.96 to $84.55, inclusive. The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form.
- On February 5, 2018, the reporting person received 229 shares of LNC common stock in settlement of an equal number of shares of phantom stock held pursuant to the LNC deferred compensation plan.
- Represents routine transactions in the Company's 401(k) Plan from 12/1/2017 to 2/1/2018.
- The option vested in three equal installments on February 22, 2011, 2012 and 2013.
- The option vested in three equal installments on February 23, 2012, 2013 and 2014.
- Each share of phantom stock represents the right to receive one share of LNC common stock.
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