Filing Details
- Accession Number:
- 0001179110-18-001670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-06 18:05:36
- Reporting Period:
- 2015-10-26
- Accepted Time:
- 2018-02-06 18:05:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-05 | 100 | $5.37 | 885,954 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-02-05 | 1,500 | $5.37 | 887,454 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-26 | 0 | $0.00 | 107,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Common Stock | Acquisiton | 2016-02-17 | 0 | $0.00 | 227,063 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |