Filing Details
- Accession Number:
- 0001019056-18-000285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-06 17:47:54
- Reporting Period:
- 2018-02-02
- Accepted Time:
- 2018-02-06 17:47:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65596 | Siebert Financial Corp | SIEB | Security Brokers, Dealers & Flotation Companies (6211) | 111796714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1683285 | Kennedy Cabot Acquisition, Llc | C/O Siebert Financial Corp., 120 Wall Street New York NY 10005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2018-02-02 | 70,000 | $5.04 | 12,917,283 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person sold 70,000 shares of Issuer common stock in a private transaction.
Billionaire Hedge Funds
