Filing Details
- Accession Number:
- 0001127602-18-004234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-06 11:48:39
- Reporting Period:
- 2018-02-02
- Accepted Time:
- 2018-02-06 11:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527527 | G. Michael Vale | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-02 | 3,200 | $54.11 | 27,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-02 | 3,200 | $246.98 | 23,881 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-02 | 3,043 | $54.11 | 26,924 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-02 | 443 | $246.89 | 26,481 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $246.90 | 26,381 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $247.03 | 26,281 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 1,500 | $247.04 | 24,781 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 900 | $247.05 | 23,881 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-02 | 2,201 | $54.11 | 26,082 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-02 | 3,200 | $0.00 | 3,200 | $54.11 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-02 | 3,043 | $0.00 | 3,043 | $54.11 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-02 | 2,201 | $0.00 | 2,201 | $54.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,244 | 2010-02-10 | 2019-02-08 | No | 4 | M | Direct |
| 2,201 | 2010-02-10 | 2019-02-08 | No | 4 | M | Direct |
| 0 | 2010-02-10 | 2019-02-08 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
- This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009).
Billionaire Hedge Funds
