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Filing Details

Accession Number:: 0001019056-18-000279
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-06 09:41:36
Reporting Period:: 2018-02-05

Accepted Time:: 2018-02-06 09:41:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1441693	Marrone Bio Innovations Inc	MBII	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
836048	Ardsley Partners Fund Ii, L.p.	262 Harbor Drive Stamford CT 06902	No	No	Yes	No
900529	Partners Advisory Ardsley	262 Harbor Drive Stamford CT 06902	No	No	Yes	Yes
1025710	J Philip Hempleman	262 Harbor Drive Stamford CT 06902	No	No	Yes	No
1485583	Ardsley Partners Renewable Energy Fund, L.p.	262 Harbor Drive Stamford CT 06902	No	No	Yes	No
1504218	I Partners Ardsley	262 Harbor Drive Stamford CT 06902	No	No	Yes	No
1667426	Ardsley Partners Advanced Healthcare Fund, L.p.	262 Harbor Drive Stamford CT 06902	No	No	Yes	No
1675562	Ardsley Duckdive Fund, L.p.	262 Harbor Drive Stamford CT 06902	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-05	6,666,667	$0.75	10,348,247	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2018-02-05	5,333,333	$0.75	5,333,333	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,333,333	2018-02-05	2020-12-31	No	4	P	Indirect

Footnotes

This Form 4 is being filed by Ardsley Advisory Partners (the "Advisor") on behalf of itself and Ardsley Partners I (the "General Partner"), Ardsley Partners Renewable Energy Fund, L.P. (the "Renewable Energy Fund"). Ardsley Partners Advanced Healthcare Fund, L.P. (the "Advanced Healthcare Fund"), Ardsley Partners Fund II, L.P. (the "Fund II"), Ardsley Duckdive Fund, L.P. (the "Duckdive Fund"), and Philip J. Hempleman ("Hempleman" and, together with the Advisor, the General Partner, the Renewable Energy Fund, the Advanced Healthcare Fund, the Fund II and the Duckdive Fund, the "Reporting Persons"). The General Partner serves as general partner to the Renewable Energy Fund, the Advanced Healthcare Fund and the Fund II. Hempleman is the Managing Partner of the Advisor and the General Partner and serves as the general partner to the Duckdive Fund.
This Form 4 is being filed as a result of a securities purchase agreement between the Issuer and the Renewable Energy Fund in which the Renewable Energy Fund acquired 6,666,667 shares of the common stock of the Issuer and 5,333,333 warrants convertible into shares of common stock of the issuer. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the General Partner, the Advisor and Hempleman, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the General Partner and the Advisor are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Footnote (2) continued in Footnote (3).
Footnote (3) continued from Footnote (2). Hempleman is the Managing Partner of the General Partner and the Advisor and serves as the general partner to the Duckdive Fund and disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Hempleman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.