Home > Insider Trading > Filing (0001209191-18-007666)

Filing Details

Accession Number:: 0001209191-18-007666
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-05 19:19:57
Reporting Period:: 2018-02-01

Accepted Time:: 2018-02-05 19:19:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1360901	Evercore Inc.	EVR	Investment Advice (6282)	204748747

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1369899	C Roger Altman	C/O Evercore Inc. 55 East 52Nd Street New York NY 10055	Founder And Senior Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Acquisiton	2018-02-01	100,000	$0.00	278,843	No	4	C	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Acquisiton	2018-02-01	75,000	$0.00	125,000	No	4	C	Indirect	Shares held in trust.
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-01	21,254	$101.74	257,589	No	4	S	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-01	634	$102.45	256,955	No	4	S	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	15,884	$99.44	241,071	No	4	S	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	23,191	$100.17	217,880	No	4	S	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	3,761	$100.91	214,119	No	4	S	Direct
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-01	23,859	$101.76	101,141	No	4	S	Indirect	Shares held in trust.
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-01	2,266	$102.50	98,875	No	4	S	Indirect	Shares held in trust.
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	15,434	$99.44	83,441	No	4	S	Indirect	Shares held in trust.
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	22,699	$100.17	60,742	No	4	S	Indirect	Shares held in trust.
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Disposition	2018-02-02	3,596	$100.88	57,146	No	4	S	Indirect	Shares held in trust.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	Shares held in trust.
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Shares held in trust.
No	4	S	Indirect	Shares held in trust.
No	4	S	Indirect	Shares held in trust.
No	4	S	Indirect	Shares held in trust.
No	4	S	Indirect	Shares held in trust.

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Partnership units of Evercore LP	Disposition	2018-02-01	100,000	$0.00	100,000	$0.00
Shares Of Class A Common Stock, Par Value $0.01 Per Share	Partnership units of Evercore LP	Disposition	2018-02-01	75,000	$0.00	75,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
536,784			No	4	C	Direct
287,536			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Shares Of Class B Common Stock, Par Value $0.01 Per Share	1	Direct
Shares Of Class B Common Stock, Par Value $0.01 Per Share	1	Indirect	Share held in trust.

Footnotes

Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.40 to $102.35 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.40 to $102.50 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.75 to $99.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $99.75 to $100.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.175 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.35 to $102.30 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.35 to $102.80 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.10 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.