Filing Details
- Accession Number:
- 0001140361-18-005128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 18:39:21
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-05 18:39:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618798 | Ben Franklin Financial Inc. | BFFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945779 | Steven C Sjogren | 830 East Kensington Road Arlington Heights IL 60004 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-01 | 30,000 | $7.50 | 49,849 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,562 | Indirect | By Trust |
| Common Stock | 3,562 | Indirect | By Spouse's Trust |
| Common Stock | 676 | Indirect | By IRA |
| Common Stock | 2,275 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $10.70 | 2018-01-24 | 2027-01-24 | 3,905 | 3,905 | Direct |
| Common Stock | Stock Options | $26.28 | 2009-04-17 | 2018-04-17 | 8,548 | 8,548 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-24 | 3,905 | 3,905 | Direct |
| 2018-04-17 | 8,548 | 8,548 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 33 1/3% commencing on January 24, 2018.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- Stock options vest at a rate of 33 1/3% commencing on January 24, 2018.
- Stock options are fully vested.
Billionaire Hedge Funds
