Filing Details
- Accession Number:
- 0001340127-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 17:12:10
- Reporting Period:
- 2018-02-02
- Accepted Time:
- 2018-02-05 17:12:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623950 | Cassandra Hudson | C/O Carbonite, Inc. Two Avenue De Lafayette Boston MA 02111 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-02 | 3,125 | $10.40 | 41,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-02 | 3,125 | $24.30 | 38,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 2,127 | $23.70 | 36,245 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-05 | 4,158 | $23.58 | 32,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-02 | 3,125 | $10.40 | 3,125 | $10.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2015-01-28 | 2024-10-28 | No | 4 | M | Direct |
Footnotes
- Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.
- Includes 38,372 shares of common stock subject to restricted stock units.
- Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.
- Includes 32,087 shares of common stock subject to restricted stock units.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.25 to $23.65, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
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