Filing Details

Accession Number:
0001127602-18-004003
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-05 16:35:40
Reporting Period:
2018-02-01
Accepted Time:
2018-02-05 16:35:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156039 Anthem Inc. ANTM Hospital & Medical Service Plans (6324) 352145715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179745 Joseph Swedish 120 Monument Circle
Indianapolis IN 46204
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-01 17,803 $67.44 84,346 No 4 M Direct
Common Stock Acquisiton 2018-02-01 46,600 $89.44 130,946 No 4 M Direct
Common Stock Disposition 2018-02-01 6,800 $242.40 124,146 No 4 S Direct
Common Stock Disposition 2018-02-01 19,100 $243.82 105,046 No 4 S Direct
Common Stock Disposition 2018-02-01 26,703 $244.52 78,343 No 4 S Direct
Common Stock Disposition 2018-02-01 8,900 $245.71 69,443 No 4 S Direct
Common Stock Disposition 2018-02-01 1,900 $246.69 67,543 No 4 S Direct
Common Stock Disposition 2018-02-01 1,000 $247.73 66,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-02-01 17,803 $0.00 17,803 $67.44
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-02-01 46,600 $0.00 46,600 $89.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-04-01 No 4 M Direct
0 2021-03-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2017, as modified on December 11, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $241.96 to $242.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $243.18 to $244.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $244.18 to $245.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $245.24 to $246.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $246.36 to $246.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $247.62 to $247.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  8. The option represents a right to purchase a total of 102,303 shares, and is exercisable in six semi-annual installments, with three installments of 17,050 shares and three installments of 17,051 shares each, beginning on October 1, 2013, which is the six-month anniversary of the option grant date.
  9. The option represents a right to purchase a total of 114,100 shares, and is exercisable in six semi-annual installments, with two installments of 19,016 shares and four installments of 19,017 shares each, beginning on September 3, 2014, which is the six-month anniversary of the option grant date.