Filing Details
- Accession Number:
- 0001225208-18-002145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 16:15:55
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-05 16:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660799 | A Joseph Verbrugge | 1290 Avenue Of The Americas New York NY 10104 | Evp, Sales And Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-01 | 2,730,483 | $4.01 | 2,986,689 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 537,375 | $3.37 | 3,524,064 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 479,450 | $3.92 | 4,003,514 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 434,320 | $3.61 | 4,437,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 81,833 | $0.00 | 4,519,667 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-02-01 | 863,570 | $6.10 | 3,656,097 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 3,318,058 | $6.11 | 338,039 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-02-01 | 452,878 | $6.11 | 452,878 | $6.11 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 537,375 | $3.37 | 537,375 | $3.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 479,450 | $3.92 | 479,450 | $3.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 434,320 | $3.61 | 434,320 | $3.61 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 2,730,483 | $4.01 | 2,730,483 | $4.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 452,878 | 2019-02-01 | 2028-02-01 | No | 4 | A | Direct |
| 179,125 | 2015-08-05 | 2024-08-05 | No | 4 | M | Direct |
| 479,450 | 2016-08-05 | 2025-08-05 | No | 4 | M | Direct |
| 0 | 2014-08-19 | 2023-08-19 | No | 4 | M | Direct |
| 1,365,241 | 2016-12-11 | 2025-12-11 | No | 4 | M | Direct |
Footnotes
- Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21.
- Represents the weighted average sales price for the price increments ranging from $6.06 to $6.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21.
Billionaire Hedge Funds
