Filing Details

Accession Number:
0001628280-18-000987
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-05 16:04:32
Reporting Period:
2018-02-01
Accepted Time:
2018-02-05 16:04:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642421 M. Brian Trafas C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Restricted Stock Units Disposition 2018-02-01 1,775 $0.00 42,258 No 4 M Direct
Common Stock Acquisiton 2018-02-01 1,775 $0.00 1,775 No 4 M Direct
Common Stock Disposition 2018-02-01 655 $111.15 1,120 No 4 F Direct
Common Stock Disposition 2018-02-02 1,120 $110.04 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  2. On February 1, 2017, the Reporting Person received a grant of RSUs covering 7,100 shares of KLA-Tencor common stock. On February 1, 2018, the Reporting Person vested in 25% of such RSUs.
  3. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
  4. Pursuant to such terms of the February 1, 2017 RSU grant, 655 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  5. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.