Filing Details
- Accession Number:
- 0000899243-18-002868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 15:13:02
- Reporting Period:
- 2018-01-26
- Accepted Time:
- 2018-02-05 15:13:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915358 | Sigmatron International Inc | SGMA | Printed Circuit Boards (3672) | 363918470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309134 | B Raj Upadhyaya | C/O Sigmatron International, Inc. 2201 Landmeier Rd. Elk Grove Village IL 60007 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Strock | Acquisiton | 2018-01-26 | 2,420 | $3.60 | 2,420 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-26 | 2,420 | $9.23 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-26 | 1,025 | $0.00 | 1,025 | $3.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-26 | 1,395 | $0.00 | 1,395 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,700 | 2012-07-19 | 2022-07-18 | No | 4 | M | Direct |
| 30,305 | 2013-07-19 | 2022-07-18 | No | 4 | M | Direct |
Footnotes
- The 2,420 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
- This column needs to be blank.
- The 2,420 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
- This column needs to be blank.
Billionaire Hedge Funds
