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Filing Details

Accession Number:: 0001127602-18-003876
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-05 09:02:34
Reporting Period:: 2018-02-01

Accepted Time:: 2018-02-05 09:02:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1125259	Carnival Plc	CUK	()	MO

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1083206	W Arnold Donald	Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Trust Shares (Beneficial Interest In Special Voting Share)	Disposition	2018-02-01	7,300	$71.61	374,425	No	4	S	Indirect	By The Arnold W. Donald Revocable Trust Uad 5/26/98
Trust Shares (Beneficial Interest In Special Voting Share)	Disposition	2018-02-01	700	$72.18	373,725	No	4	S	Indirect	By The Arnold W. Donald Revocable Trust Uad 5/26/98

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By The Arnold W. Donald Revocable Trust Uad 5/26/98
No	4	S	Indirect	By The Arnold W. Donald Revocable Trust Uad 5/26/98

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Trust Shares (Beneficial Interest In Special Voting Share)	102,150	Direct

Footnotes

Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017.
This transaction was executed in multiple trades at prices ranging from $71.09 to $72.08. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $72.13 to $72.24. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.