Filing Details

Accession Number:
0001209191-18-007233
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-02 19:50:14
Reporting Period:
2018-01-31
Accepted Time:
2018-02-02 19:50:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
860730 Hca Healthcare Inc. HCA Services-General Medical & Surgical Hospitals, Nec (8062) 273865930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216843 Jr Bruce A Moore One Park Plaza
Nashville TN 37203
Group President - Service Line No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-31 27,030 $5.98 115,756 No 4 M Direct
Common Stock Acquisiton 2018-01-31 40,545 $6.48 156,301 No 4 M Direct
Common Stock Acquisiton 2018-01-31 13,515 $10.92 169,816 No 4 M Direct
Common Stock Acquisiton 2018-01-31 13,515 $15.91 183,331 No 4 M Direct
Common Stock Disposition 2018-01-31 66,845 $101.05 116,486 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-01-31 27,030 $0.00 27,030 $5.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-01-31 13,515 $0.00 13,515 $6.48
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-01-31 27,030 $0.00 27,030 $6.48
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-01-31 13,515 $0.00 13,515 $10.92
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-01-31 13,515 $0.00 13,515 $15.91
Common Stock Stock Appreciation Right Acquisiton 2018-01-31 32,020 $0.00 32,020 $101.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-08-27 No 4 M Direct
0 2011-08-27 2019-08-27 No 4 M Direct
0 2019-08-27 No 4 M Direct
0 2010-08-27 2019-08-27 No 4 M Direct
0 2019-08-27 No 4 M Direct
32,020 2019-01-31 2028-01-31 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,489 Indirect By MAM Trust (Spouse, Trustee)
Common Stock 12,435 Indirect By MRM Trust (Spouse, Trustee)
Common Stock 8,489 Indirect By TCM Trust (Spouse, Trustee)
Common Stock 109,392 Indirect By 2016 GRAT (Spouse, Trustee)
Common Stock 90,608 Indirect By 2017 GRAT
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.20, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  3. The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
  4. Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  5. The option vested at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
  6. The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.
  7. The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.