Filing Details
- Accession Number:
- 0001140361-18-004846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-02 19:07:57
- Reporting Period:
- 2018-01-31
- Accepted Time:
- 2018-02-02 19:07:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125920 | Shutterfly Inc | SFLY | Services-Photofinishing Laboratories (7384) | 943330068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1672855 | Christopher North | C/O Shutterfly, Inc. 2800 Bridge Parkway Redwood City CA 94065 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-31 | 85,000 | $48.30 | 97,394 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-31 | 78,000 | $65.34 | 19,394 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-31 | 7,000 | $66.03 | 12,394 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 85,000 | $48.30 | 97,394 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-01 | 85,000 | $70.13 | 12,394 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-31 | 85,000 | $0.00 | 85,000 | $48.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-02-01 | 85,000 | $0.00 | 85,000 | $48.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 765,000 | 2023-05-31 | No | 4 | M | Direct | |
| 680,000 | 2023-05-31 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.98 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.69 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- 25% of the total shares subject to the option vested on May 31, 2017, and 1/48th of the total shares vest monthly over the following 36 months, subject to the continued employment of the Reporting Person on each vesting date.
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