Home > Insider Trading > Filing (0001082906-18-000003)

Filing Details

Accession Number:: 0001082906-18-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-02 18:13:49
Reporting Period:: 2018-01-31

Accepted Time:: 2018-02-02 18:13:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1065280	Netflix Inc	NFLX	Services-Video Tape Rental (7841)	770467272

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1082906	C Jay Hoag	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-01-31	654,465	$0.00	2,313,810	No	4	J	Indirect	TCV VII, L.P.
Common Stock	Disposition	2018-01-31	339,875	$0.00	1,201,602	No	4	J	Indirect	TCV VII (A), L.P.
Common Stock	Disposition	2018-01-31	5,660	$0.00	20,008	No	4	J	Indirect	TCV Member Fund, L.P.
Common Stock	Acquisiton	2018-01-31	252,313	$0.00	252,313	No	4	J	Indirect	Technology Crossover Management VII, L.P.
Common Stock	Disposition	2018-01-31	250,156	$0.00	2,157	No	4	J	Indirect	Technology Crossover Management VII, L.P.
Common Stock	Acquisiton	2018-01-31	23,397	$0.00	421,836	No	4	J	Indirect	The Hoag Family Trust U/A DTD 08/02/1994
Common Stock	Acquisiton	2018-01-31	23,398	$0.00	80,755	No	4	J	Indirect	Hamilton Investments Limited Partnership
Common Stock	Disposition	2018-02-01	2,157	$268.87	0	No	4	S	Indirect	Technology Crossover Management VII, L.P.
Common Stock	Acquisiton	2018-02-01	2,121	$23.54	2,121	No	4	M	Direct
Common Stock	Acquisiton	2018-02-01	1,848	$27.05	3,969	No	4	M	Direct
Common Stock	Acquisiton	2018-02-01	1,918	$26.06	5,887	No	4	M	Direct
Common Stock	Acquisiton	2018-02-01	1,645	$30.42	7,532	No	4	M	Direct
Common Stock	Acquisiton	2018-02-01	1,575	$31.71	9,107	No	4	M	Direct
Common Stock	Disposition	2018-02-01	9,107	$267.17	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	TCV VII, L.P.
No	4	J	Indirect	TCV VII (A), L.P.
No	4	J	Indirect	TCV Member Fund, L.P.
No	4	J	Indirect	Technology Crossover Management VII, L.P.
No	4	J	Indirect	Technology Crossover Management VII, L.P.
No	4	J	Indirect	The Hoag Family Trust U/A DTD 08/02/1994
No	4	J	Indirect	Hamilton Investments Limited Partnership
No	4	S	Indirect	Technology Crossover Management VII, L.P.
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-02-01	2,121	$0.00	2,121	$23.54
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-02-01	1,848	$0.00	1,848	$27.05
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-02-01	1,918	$0.00	1,918	$26.06
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-02-01	1,645	$0.00	1,645	$30.42
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-02-01	1,575	$0.00	1,575	$31.71

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2013-02-01	2023-02-01	No	4	M	Direct
2013-03-01	2023-03-01	No	4	M	Direct
2013-04-01	2023-03-04	No	4	M	Direct
2013-05-01	2023-05-01	No	4	M	Direct
2013-06-03	2023-06-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	640,434	Indirect	Orange Investor, L.P.
Common Stock	172,704	Indirect	Orange (A) Investor, L.P.
Common Stock	39,777	Indirect	Orange (B) Investor, L.P.
Common Stock	47,085	Indirect	Orange (MF) Investor, L.P.

Footnotes

In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration.
These shares are directly held by TCV VII. Jay C. Hoag is a Class A Director of Technology Crossover Management VII, Ltd. ("Management VII") and a limited partner of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII. Mr. Hoag may be deemed to beneficially own the shares held by TCV VII but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.
These shares are directly held by TCV VII (A). Jay C. Hoag is a Class A Director of Management VII and a limited partner of TCM VII. Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII (A). Mr. Hoag may be deemed to beneficially own the shares held by TCV VII (A) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
In kind pro-rata distribution from TCV Member Fund, L.P. ("Member Fund") to its partners, without consideration.
These shares are directly held by Member Fund. Jay C. Hoag is a limited partner of Member Fund and a Class A Director of Management VII. Management VII is a general partner of Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration.
These shares are directly held by TCM VII. Jay C. Hoag is a Class A Director of Management VII and a limited partner of TCM VII. Management VII is the sole general partner of TCM VII. Mr. Hoag may be deemed to beneficially own the shares held by TCM VII, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
In kind pro-rata distribution from TCM VII to its partners, without consideration.
Acquisition by The Hoag Family Trust U/A DTD 08/02/1994 pursuant to an in kind pro-rata distribution by each of TCM VII and Member Fund to each of its respective partners, without consideration.
These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Jay C. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by each of TCM VII and Member Fund to each of its respective partners, without consideration.
These shares are held by Hamilton Investments Limited Partnership. Jay C. Hoag is the general partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $268.69 to $269.07 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C and Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.
These shares are directly held by Orange Investor, L.P. ("Orange Investor"). Jay C. Hoag is a Class A Director of Technology Crossover Management VIII, Ltd. ("Management VIII") and a limited partner of Technology Crossover Management VIII, L.P ("TCM VIII"). Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange Investor GP, LLC ("Orange GP"), which in turn is the sole general partner of Orange Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are directly held by Orange (A) Investor, L.P. ("Orange (A) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (A) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (A) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are directly held by Orange (B) Investor, L.P. ("Orange (B) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (B) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (B) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are directly held by Orange (MF) Investor, L.P. ("Orange (MF) Investor"). Jay C. Hoag is a Class A Director of Management VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (MF) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (MF) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Not applicable.