Filing Details
- Accession Number:
- 0001562180-18-000591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-02 16:46:08
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-02 16:46:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1557883 | Dermira Inc. | DERM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210524 | A Eugene Bauer | C/O Dermira, Inc. 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Chief Medical Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-01 | 3,000 | $1.22 | 5,802 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-01 | 3,000 | $28.55 | 2,802 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to buy) | Disposition | 2018-02-01 | 3,000 | $1.22 | 3,000 | $1.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,972 | 2023-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,978 | Indirect | By the Bauer Family 1995 Trust |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $28.26 to $28.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares include prior ESPP purchases.
- The Reporting Person is a Co-Trustee.
- This option fully vested on 1/4/2017.