Filing Details
- Accession Number:
- 0001127602-18-003546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-02 14:07:05
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-02 14:07:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187010 | J William Heitman | 50 E. Rivercenter Boulevard Covington KY 41012-0391 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-01 | 4,614 | $29.50 | 15,152 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-02-01 | 5,462 | $37.37 | 20,614 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-02-01 | 5,273 | $47.63 | 25,887 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-01 | 4,159 | $70.15 | 21,728 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-01 | 3,782 | $70.16 | 17,946 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-01 | 2,913 | $70.10 | 15,033 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-01 | 4,495 | $70.31 | 10,538 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2018-02-01 | 4,614 | $0.00 | 4,614 | $29.50 |
Common Stock | Stock Appreciation Right | Disposition | 2018-02-01 | 5,462 | $0.00 | 5,462 | $37.37 |
Common Stock | Stock Appreciation Right | Disposition | 2018-02-01 | 5,273 | $0.00 | 5,273 | $47.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-02 | 2022-01-02 | No | 4 | M | Direct |
0 | 2013-11-14 | 2022-12-14 | No | 4 | M | Direct |
0 | 2014-11-13 | 2023-12-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 326 | Indirect | 401(k) |
Footnotes
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple lots ranging from $70.28 to $70.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote.
- Based on Employee Savings Plan information as of January 12, 2018, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.