Filing Details

Accession Number:
0000769993-18-000154
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-02 14:00:49
Reporting Period:
2018-01-31
Accepted Time:
2018-02-02 14:00:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1157983 Martin R. Chavez C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
Executive Vice President - Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 1,543 $267.01 95,864 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 2,108 $268.14 93,756 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 3,474 $268.92 90,282 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 3,164 $269.72 87,118 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 200 $266.96 2,880 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 540 $268.45 2,340 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-31 800 $269.53 1,540 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
  2. Reflects a weighted average sale price of $267.0149 per share, at prices ranging from $266.43 and $267.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $268.1421 per share, at prices ranging from $267.44 and $268.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $268.915 per share, at prices ranging from $268.45 and $269.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $269.7186 per share, at prices ranging from $269.46 and $269.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $266.96 per share, at prices ranging from $266.89 and $267.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $268.4485 per share, at prices ranging from $268.01 and $268.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $269.53 per share, at prices ranging from $269.04 and $269.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.