Filing Details
- Accession Number:
- 0001412665-18-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-02 11:04:27
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-02 11:04:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430014 | N Charles Funk | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-01 | 500 | $33.03 | 96,079 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,005 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 3,500 | 3,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-01 | 3,500 | 3,500 | Direct |
Footnotes
- Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 1, 2018. The number of shares reported has increased by 309 shares since the last previous Form filed due to allocations made to the reporting person's ESOP account.
- The option vested in four equal annual installments beginning on April 1, 2009.