Filing Details
- Accession Number:
- 0000073124-18-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-01 18:55:08
- Reporting Period:
- 2018-01-31
- Accepted Time:
- 2018-02-01 18:55:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378549 | N Stephen Potter | 50 South Lasalle Street Chicago IL 60603 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-31 | 3,552 | $105.55 | 0 | No | 4 | S | Indirect | Spouse as Trustee for Daughter |
| Common Stock | Disposition | 2018-01-31 | 3,551 | $105.55 | 0 | No | 4 | S | Indirect | Spouse as Trustee for Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Spouse as Trustee for Daughter |
| No | 4 | S | Indirect | Spouse as Trustee for Son |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,669 | Direct | |
| Common Stock | 28,674 | Indirect | By Trust |
| Common Stock | 30,000 | Indirect | 2017 GRAT |
| Common Stock | 8,314 | Indirect | 401(k) as of 12-31-2017 |
Footnotes
- Price reflects the weighted average sales price from $105.49 to $105.65. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Billionaire Hedge Funds
