Filing Details
- Accession Number:
- 0001015780-18-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-01 17:12:19
- Reporting Period:
- 2018-01-30
- Accepted Time:
- 2018-02-01 17:12:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179584 | L Joseph Sclafani | 11 Times Square 32Nd Floor New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-30 | 2,000 | $31.75 | 36,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-30 | 2,000 | $52.75 | 34,304 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-01-30 | 2,000 | $0.00 | 2,000 | $31.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-06-30 | No | 4 | M | Direct |
Footnotes
- Acquisition of common stock upon the exercise of stock options.
- The stock options vested in two annual installments beginning on June 30, 2009.
Billionaire Hedge Funds
