Filing Details
- Accession Number:
- 0001001250-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-31 16:32:10
- Reporting Period:
- 2017-09-05
- Accepted Time:
- 2018-01-31 16:32:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369789 | John Demsey | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-01-29 | 23,898 | $0.00 | 23,898 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-01-29 | 12,719 | $137.17 | 11,179 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2018-01-31 | 795 | $134.84 | 10,384 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-01-31 | 3,121 | $136.32 | 7,263 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-01-31 | 4,363 | $136.65 | 2,900 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-01-31 | 2,900 | $137.06 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Share Units | Acquisiton | 2017-09-05 | 71,694 | $0.00 | 71,694 | $0.00 |
Class A Common Stock | Performance Share Units | Disposition | 2018-01-29 | 23,898 | $0.00 | 23,898 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,694 | No | 4 | A | Direct | ||
47,796 | No | 4 | M | Direct |
Footnotes
- Payout of shares upon vesting of first of three tranches of the Performance Share Unit ("PSU") award granted on January 28, 2016.
- PSUs are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting dates.
- Represents the withholding of shares for tax purposes.
- The sales of shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) plan entered into on February 27, 2017.
- The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $134.48 to $135.34, inclusive.
- Sales prices range from $135.53 to $136.52, inclusive.
- Sales prices range from $136.54 to $136.77, inclusive.
- Sales prices range from $136.78 to $137.58, inclusive.
- In accordance with the terms of the PSU award granted on January 28, 2016, the performance conditions of the award were certified as achieved on September 5, 2017. Thereafter, the PSUs vest in three equal tranches on January 29, 2018, January 29, 2019, and January 29, 2020.
- Not applicable.