Filing Details

Accession Number:
0001001250-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-31 16:32:10
Reporting Period:
2017-09-05
Accepted Time:
2018-01-31 16:32:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369789 John Demsey The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-01-29 23,898 $0.00 23,898 No 4 M Direct
Class A Common Stock Disposition 2018-01-29 12,719 $137.17 11,179 No 4 F Direct
Class A Common Stock Disposition 2018-01-31 795 $134.84 10,384 No 4 S Direct
Class A Common Stock Disposition 2018-01-31 3,121 $136.32 7,263 No 4 S Direct
Class A Common Stock Disposition 2018-01-31 4,363 $136.65 2,900 No 4 S Direct
Class A Common Stock Disposition 2018-01-31 2,900 $137.06 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance Share Units Acquisiton 2017-09-05 71,694 $0.00 71,694 $0.00
Class A Common Stock Performance Share Units Disposition 2018-01-29 23,898 $0.00 23,898 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,694 No 4 A Direct
47,796 No 4 M Direct
Footnotes
  1. Payout of shares upon vesting of first of three tranches of the Performance Share Unit ("PSU") award granted on January 28, 2016.
  2. PSUs are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting dates.
  3. Represents the withholding of shares for tax purposes.
  4. The sales of shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) plan entered into on February 27, 2017.
  5. The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  6. Sales prices range from $134.48 to $135.34, inclusive.
  7. Sales prices range from $135.53 to $136.52, inclusive.
  8. Sales prices range from $136.54 to $136.77, inclusive.
  9. Sales prices range from $136.78 to $137.58, inclusive.
  10. In accordance with the terms of the PSU award granted on January 28, 2016, the performance conditions of the award were certified as achieved on September 5, 2017. Thereafter, the PSUs vest in three equal tranches on January 29, 2018, January 29, 2019, and January 29, 2020.
  11. Not applicable.