Filing Details
- Accession Number:
- 0000927628-18-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-31 16:25:12
- Reporting Period:
- 2018-01-29
- Accepted Time:
- 2018-01-31 16:25:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238033 | Jr G John Finneran | 1680 Capital One Drive Mclean VA 22102 | Gen. Counsel & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-29 | 15,764 | $105.17 | 0 | No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
Common Stock | Disposition | 2018-01-29 | 48,528 | $104.95 | 3,600 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2018-01-29 | 3,600 | $105.55 | 0 | No | 4 | S | Indirect | By GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,551 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.02 to $105.35. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.46 to $105.45. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.46 to $105.73. Information regarding the number of shares sold at each price will be provided upon request.