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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575602	J. James Dolan	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-01-29	65,000	$24.93	25,757	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,625	Direct
Common Stock	2,500	Indirect	Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA
Common Stock	3,200	Indirect	Owned by spouse

Footnotes

The securities were sold to provide liquidity to Mr. Dolan to fund a business transaction not related to TriState Capital Holdings, Inc. Those securities had been held by Mr. Dolan and his spouse since they were purchased by them for $10 per share over 10 years ago, at the time that TriState Capital commenced operations.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $24.75 to $25.0625, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held jointly of record by the Reporting Person and his spouse.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.