Filing Details
- Accession Number:
- 0001144204-18-004887
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-01-31 15:33:47
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-01-31 15:33:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571329 | Capitala Finance Corp. | CPTA | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514106 | W. Larry Carroll | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-10 | 660 | $9.24 | 660 | No | 5 | P | Indirect | via Parent |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | via Parent |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 130,000 | Direct |
Billionaire Hedge Funds
