Filing Details

Accession Number:
0001370755-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-30 18:30:57
Reporting Period:
2018-01-30
Accepted Time:
2018-01-30 18:30:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370755 Tcp Capital Corp. TCPC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232347 Howard Levkowitz C/O Tennenbaum Capital Partners, Llc
2951 28Th Street, Suite 1000
Santa Monica CA 90405
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-30 900 $15.22 99,657 No 4 P Direct
Common Stock Acquisiton 2018-01-30 7,000 $15.29 106,657 No 4 P Direct
Common Stock Acquisiton 2018-01-30 1,100 $15.23 15,582 No 4 P Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Indirect Footnote
Footnotes
  1. Elayne Levkowitz IRA.
  2. As UTMA custodian for minor children.