Filing Details

Accession Number:
0001179110-18-001254
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-30 16:24:27
Reporting Period:
2018-01-26
Accepted Time:
2018-01-30 16:24:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389812 Davey Deirdre Mcgraw 1098 Ameriprise Financial Center
General Counsel'S Office
Minneapolis MN 55474
Evp Corp Comm/Cmnity Rltns No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-26 5,500 $174.04 8,138 No 4 S Direct
Common Stock Acquisiton 2018-01-26 2,213 $0.00 10,351 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2018-01-26 11,366 $0.00 11,366 $179.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,366 2028-01-26 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 488 Indirect By 401(k) Plan
Footnotes
  1. Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.
  2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 26, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  3. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.