Filing Details
- Accession Number:
- 0001209191-18-005829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-29 16:17:35
- Reporting Period:
- 2018-01-25
- Accepted Time:
- 2018-01-29 16:17:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566044 | Menlo Therapeutics Inc. | MNLO | Pharmaceutical Preparations (2834) | 453757789 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618788 | Vivo Capital Fund Viii, L.p. | 505 Hamilton Ave, Suite 207 Palo Alto CA | No | No | Yes | No | |
1618789 | Vivo Capital Viii, Llc | 505 Hamilton Ave, Suite 207 Palo Alto CA | No | No | Yes | No | |
1628048 | Vivo Capital Surplus Fund Viii, L.p. | C/O Vivo Capital Viii, Llc 505 Hamilton Ave, Suite 207 Palo Alto CA | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-25 | 258,432 | $17.00 | 258,432 | No | 4 | P | Indirect | By Vivo Capital Fund VIII, L.P. |
Common Stock | Acquisiton | 2018-01-25 | 35,686 | $17.00 | 35,686 | No | 4 | P | Indirect | By Vivo Capital Surplus Fund III, L.P. |
Common Stock | Acquisiton | 2018-01-29 | 2,348,550 | $0.00 | 2,606,982 | No | 4 | C | Indirect | By Vivo Capital Fund VIII, L.P. |
Common Stock | Acquisiton | 2018-01-29 | 324,306 | $0.00 | 359,992 | No | 4 | C | Indirect | By Vivo Capital Surplus Fund III, L.P. |
Common Stock | Acquisiton | 2018-01-29 | 917,559 | $0.00 | 3,524,541 | No | 4 | C | Indirect | By Vivo Capital Fund VIII, L.P. |
Common Stock | Acquisiton | 2018-01-29 | 126,703 | $0.00 | 486,695 | No | 4 | C | Indirect | By Vivo Capital Surplus Fund III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Vivo Capital Fund VIII, L.P. |
No | 4 | P | Indirect | By Vivo Capital Surplus Fund III, L.P. |
No | 4 | C | Indirect | By Vivo Capital Fund VIII, L.P. |
No | 4 | C | Indirect | By Vivo Capital Surplus Fund III, L.P. |
No | 4 | C | Indirect | By Vivo Capital Fund VIII, L.P. |
No | 4 | C | Indirect | By Vivo Capital Surplus Fund III, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2018-01-29 | 6,335,215 | $0.00 | 2,348,550 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-01-29 | 874,817 | $0.00 | 324,306 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-01-29 | 2,475,118 | $0.00 | 917,559 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-01-29 | 341,784 | $0.00 | 126,703 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Vivo Capital VIII, LLC ("Vivo LLC") is the general partner of each of Vivo Capital Fund VIII, L.P. ("VCF") and Vivo Capital Surplus Fund VIII, L.P. ("VCSF"), the record holder of the securities, and disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Albert Cha, a director of the issuer, Frank Kung, Edgar Engleman, Chen Yu and Shan Fu are managing members of Vivo LLC and may be deemed to share voting and dispositive power over the securities held by VCF and VCSF. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Effective immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of the Series B Preferred Stock and Series C Preferred Stock automatically converted into 0.3707 shares of the Issuer's common stock.