Filing Details
- Accession Number:
- 0001140361-18-003552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-29 16:11:47
- Reporting Period:
- 2018-01-25
- Accepted Time:
- 2018-01-29 16:11:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCIA/B | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Disposition | 2018-01-25 | 281,806 | $0.00 | 1,602,399 | No | 5 | G | Direct | |
| Class B Common Stock | Disposition | 2018-01-25 | 1,602,399 | $39.03 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 5,261,410 | Direct | |
| Class A Common Stock | 138,970 | Indirect | By Spouse |
| Class A Common Stock | 75 | Indirect | By Spouse & Daughter Jt |
| Class B Common Stock | 125 | Indirect | By Spouse |
| Class B Common Stock | 12 | Indirect | By Spouse & Daughter Jt |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | $8.12 | 2019-01-05 | 20,109 | 20,109 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $6.29 | 2020-01-05 | 26,481 | 26,481 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $9.14 | 2021-01-05 | 17,745 | 17,745 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $10.75 | 2022-01-05 | 14,949 | 14,949 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $14.50 | 2023-01-07 | 10,938 | 10,938 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $18.80 | 2024-01-07 | 2,904 | 2,904 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $13.17 | 2025-01-06 | 10,014 | 10,014 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $15.23 | 2026-01-05 | 9,145 | 9,145 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $18.80 | 2027-01-04 | 7,478 | 7,478 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $36.80 | 2028-01-03 | 5,193 | 5,193 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $21.50 | 2022-01-05 | 2,491 | 2,491 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $27.13 | 2023-01-07 | 1,823 | 1,823 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $34.15 | 2024-01-07 | 266 | 266 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $35.48 | 2025-01-06 | 1,669 | 1,669 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $34.00 | 2026-01-05 | 1,524 | 1,524 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $40.54 | 2027-01-04 | 1,246 | 1,246 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-05 | 20,109 | 20,109 | Direct |
| 2020-01-05 | 26,481 | 26,481 | Direct |
| 2021-01-05 | 17,745 | 17,745 | Direct |
| 2022-01-05 | 14,949 | 14,949 | Direct |
| 2023-01-07 | 10,938 | 10,938 | Direct |
| 2024-01-07 | 2,904 | 2,904 | Direct |
| 2025-01-06 | 10,014 | 10,014 | Direct |
| 2026-01-05 | 9,145 | 9,145 | Direct |
| 2027-01-04 | 7,478 | 7,478 | Direct |
| 2028-01-03 | 5,193 | 5,193 | Direct |
| 2022-01-05 | 2,491 | 2,491 | Direct |
| 2023-01-07 | 1,823 | 1,823 | Direct |
| 2024-01-07 | 266 | 266 | Direct |
| 2025-01-06 | 1,669 | 1,669 | Direct |
| 2026-01-05 | 1,524 | 1,524 | Direct |
| 2027-01-04 | 1,246 | 1,246 | Direct |
Footnotes
- Shares were sold to the Amandla MK Trust in return for a promissory note.
- The reporting person disclaims beneficial ownership of these shares.
- This option became fully exercisable on January 5, 2014.
- This option became fully exercisable on January 5, 2015.
- This option became fully exercisable on January 5, 2016.
- This option became fully exercisable on January 5, 2017.
- This option became fully exercisable on January 7, 2018.
- This option becomes fully exercisable on January 7, 2019.
- This option becomes fully exercisable on January 6, 2020.
- This option becomes fully exercisable on January 5, 2021.
- This option becomes fully exercisable on January 4, 2022.
- This option becomes fully exercisable on January 3, 2023.
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