Filing Details
- Accession Number:
- 0000904454-18-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-26 17:24:47
- Reporting Period:
- 2018-01-24
- Accepted Time:
- 2018-01-26 17:24:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434868 | Esperion Therapeutics Inc. | ESPR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196863 | Nicole Vitullo | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-24 | 850,000 | $0.00 | 1,037,852 | No | 4 | J | Indirect | By Domain Partners VII, L.P. |
Common Stock | Acquisiton | 2018-01-24 | 8,500 | $0.00 | 8,500 | No | 4 | J | Indirect | By One Palmer Square Associates VII, LLC |
Common Stock | Acquisiton | 2018-01-24 | 70,042 | $6.99 | 1,107,894 | No | 4 | M | Indirect | By Domain Partners VII, L.P. |
Common Stock | Disposition | 2018-01-24 | 6,814 | $71.82 | 1,101,080 | No | 4 | F | Indirect | By Domain Partners VII, L.P. |
Common Stock | Acquisiton | 2018-01-24 | 1,193 | $6.99 | 27,120 | No | 4 | M | Indirect | By DP VII Associates, L.P. |
Common Stock | Disposition | 2018-01-24 | 117 | $71.82 | 27,003 | No | 4 | F | Indirect | By DP VII Associates, L.P. |
Common Stock | Disposition | 2018-01-25 | 11,674 | $71.79 | 15,329 | No | 4 | S | Indirect | By DP VII Associates, L.P. |
Common Stock | Disposition | 2018-01-26 | 8,500 | $0.00 | 0 | No | 4 | J | Indirect | By One Palmer Square Associates VII, LLC |
Common Stock | Acquisiton | 2018-01-26 | 645 | $0.00 | 3,177 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Domain Partners VII, L.P. |
No | 4 | J | Indirect | By One Palmer Square Associates VII, LLC |
No | 4 | M | Indirect | By Domain Partners VII, L.P. |
No | 4 | F | Indirect | By Domain Partners VII, L.P. |
No | 4 | M | Indirect | By DP VII Associates, L.P. |
No | 4 | F | Indirect | By DP VII Associates, L.P. |
No | 4 | S | Indirect | By DP VII Associates, L.P. |
No | 4 | J | Indirect | By One Palmer Square Associates VII, LLC |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Disposition | 2018-01-24 | 70,042 | $0.00 | 70,042 | $6.99 |
Common Stock | Warrant to Purchase Common Stock | Disposition | 2018-01-24 | 1,193 | $0.00 | 1,193 | $6.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-01 | 2018-02-12 | No | 4 | M | Indirect |
0 | 2013-07-01 | 2018-02-12 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,471 | Indirect | By Domain Associates, LLC |
Footnotes
- Distribution of shares in kind by Domain Partners VII, L.P. to its partners, including 8,500 shares to One Palmer Square Associates VII, LLC, the sole general partner of Domain Partners VII, L.P.
- As a managing member of One Palmer Square Associates VII, LLC, the sole general partner of Domain Partners VII, L.P., the Reporting Person may be deemed to indirectly beneficially own the securities of the Issuer held by Domain Partners VII, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by Domain Partners VII, L.P, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
- As a managing member of One Palmer Square Associates VII, LLC, the Reporting Person may be deemed to indirectly beneficially own the shares of Common Stock held by One Palmer Square Associates VII, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by One Palmer Square Associates VII, LLC, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
- As a managing member of One Palmer Square Associates VII, LLC, the sole general partner of DP VII Associates, L.P., the Reporting Person may be deemed to indirectly beneficially own the securities of the Issuer held by DP VII Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by DP VII Associates, L.P., however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Distribution of shares in kind by One Palmer Square Associates VII, LLC to its members.
- As a managing member of Domain Associates, LLC, the Reporting Person may be deemed to indirectly beneficially own the shares of Common Stock held by Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by Domain Associates, LLC, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.