Filing Details
- Accession Number:
- 0001209191-18-005568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-26 16:18:26
- Reporting Period:
- 2018-01-24
- Accepted Time:
- 2018-01-26 16:18:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504597 | Bosco Shin-Shing Chiu | 800 W. Olympic Boulevard, Suite 406 Los Angeles CA 90015 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-24 | 1,000 | $27.79 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-24 | 356 | $78.21 | 644 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-01-24 | 223 | $78.21 | 421 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-01-24 | 5,417 | $53.29 | 5,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-24 | 3,691 | $78.21 | 2,147 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-01-24 | 597 | $78.21 | 1,550 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-01-24 | 2,561 | $55.90 | 4,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-24 | 1,831 | $78.21 | 2,280 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-01-24 | 253 | $78.21 | 2,027 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-01-24 | 2,295 | $44.79 | 4,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-24 | 1,315 | $78.21 | 3,007 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-01-24 | 340 | $78.21 | 2,667 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-26 | 2,667 | $78.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2018-01-24 | 1,000 | $0.00 | 1,000 | $27.79 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-01-24 | 5,417 | $0.00 | 5,417 | $53.29 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-01-24 | 2,561 | $0.00 | 2,561 | $55.90 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-01-24 | 2,295 | $0.00 | 2,295 | $44.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-31 | 2020-08-31 | No | 4 | M | Direct |
| 0 | 2014-05-18 | 2021-05-18 | No | 4 | M | Direct |
| 0 | 2014-12-01 | 2021-12-01 | No | 4 | M | Direct |
| 10,000 | 2015-05-31 | 2022-05-31 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- The reporting person received 421 shares of common stock upon the net exercise of 1,000 stock appreciation rights ("SARs"). The reporting person forfeited 356 shares of common stock underlying such SARS in payment of the exercise price and 223 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 24, 2018 of $78.21.
- The reporting person received 1,129 shares of common stock upon the net exercise of 5,417 SARs. The reporting person forfeited 3,691 shares of common stock underlying such SARS in payment of the exercise price and 597 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 24, 2018 of $78.21.
- The reporting person received 477 shares of common stock upon the net exercise of 2,561 SARs. The reporting person forfeited 1,831 shares of common stock underlying such SARS in payment of the exercise price and 253 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 24, 2018 of $78.21.
- The reporting person received 640 shares of common stock upon the net exercise of 2,295 SARs. The reporting person forfeited 1,315 shares of common stock underlying such SARS in payment of the exercise price and 340 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 24, 2018 of $78.21.
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