Filing Details
- Accession Number:
- 0001209191-18-005475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-25 18:54:30
- Reporting Period:
- 2018-01-23
- Accepted Time:
- 2018-01-25 18:54:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455863 | Americold Realty Trust | COLD | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245521 | Fig Llc | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1380393 | Fortress Investment Group Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1387344 | Fortress Operating Entity I Lp | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1387345 | Fig Corp. | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1500292 | Hybrid Gp Holdings Llc | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1728223 | Cf Cold Gp Llc | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1728261 | Cf Cold Lp | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2018-01-23 | 18,574,619 | $9.81 | 87,917,388 | No | 4 | M | Indirect | See footnote |
Common Shares Of Beneficial Interest | Disposition | 2018-01-23 | 12,147,801 | $15.00 | 75,769,587 | No | 4 | F | Indirect | See footnote |
Common Shares Of Beneficial Interest | Disposition | 2018-01-23 | 13,581,284 | $14.90 | 62,188,303 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | F | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Warrants to purchase Common Shares | Disposition | 2018-01-23 | 18,574,619 | $0.00 | 18,574,619 | $9.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-10 | No | 4 | M | Indirect |
Footnotes
- Represents the cashless exercise of Warrants to purchase 18,574,619 Common Shares of Beneficial Interest ("Common Shares") by YF ART Holdings, L.P., a Delaware limited partnership ("YFA"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.
- Securities held through YFA. YFA is not controlled by the reporting persons and may file separate reports under Section 16. Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
- The Warrants to purchase Common Shares expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.