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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1455863	Americold Realty Trust	COLD	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1015899	W Ronald Burkle	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1330612	Yucaipa American Alliance Fund I, Lp	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1452932	Yucaipa American Management, Llc	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1452934	Yucaipa American Funds, Llc	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1490584	Yucaipa American Alliance Fund I, Llc	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1728394	Yf Art Holdings, L.p.	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No
1728463	Yf Art Holdings Gp, Llc	C/O The Yucaipa Companies 9130 West Sunset Boulevard Los Angeles CA 90069	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	Acquisiton	2018-01-23	18,574,619	$9.81	87,917,388	No	4	M	Indirect	See footnotes 2 and 3 and Remarks below
Common Shares Of Beneficial Interest	Disposition	2018-01-23	12,147,801	$15.00	75,769,587	No	4	F	Indirect	See footnotes 2 and 3 and Remarks below
Common Shares Of Beneficial Interest	Disposition	2018-01-23	13,581,284	$14.90	62,188,303	No	4	S	Indirect	See footnotes 2 and 3 and Remarks below

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See footnotes 2 and 3 and Remarks below
No	4	F	Indirect	See footnotes 2 and 3 and Remarks below
No	4	S	Indirect	See footnotes 2 and 3 and Remarks below

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares Of Beneficial Interest	Common shares purchase warrants dated December 10, 2009	Disposition	2018-01-23	18,574,619	$0.00	18,574,619	$9.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-12-10		No	4	M	Indirect

Footnotes

Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.
All securities reported on this Form 4 are held by YFA.
Under the shareholders agreement between the Issuer and the shareholders of the Issuer party thereto in effect as of the closing of the initial public offering of the Issuer, YFA has the right to designate, and has designated, two trustees to the board of trustees of the Issuer (the "Board"). Each of Jeffrey M. Gault and Joel A. Holsinger serves on the Board as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").
The Warrants expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.